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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-25 |
| NY | RA | APPROVED | 2021-07-27 |
| FL | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2018-01-08 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
Basking Ridge, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 10/2008 | 11/2017 |
| Wells Fargo Clearing Services Llc | New York | NY | 11/2017 | Present |
RENTAL PROPERTY; INV. RELATED; HIGHLAND BEACH, FL; 100% OWNERSHIP BY DESCENDANT'S SEPARATE TRUST FBO CHRISTOPHER M. NASSAN; START DATE 11/12/2018; 2 HRS PER MONTH; 0 HRS DURING TRADING. THE RIGHT TRACK PEDIATRIC OT LLC, NOT INVT RELATED, BASKING RIDGE, NJ, 100% OWNERSHIP WITH SPOUSE, START DATE 7/1/2019, 1 HR PER MONTH, 0 HRS DURING TRADING. CO-TRUSTEE OF TRUST SET UP BY PARENTS; INV. RELATED; BASKING RIDGE, NJ; START DATE 2/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-19 |
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