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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-09 |
| SC | RA | APPROVED | 2025-02-10 |
Branch Locations
1320 Main Street Suite 800, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 07/2017 | 07/2019 |
| Baltimore Orioles | Baltimore | MD | 09/2016 | 12/2016 |
| Loyola University Maryland | Baltimore | MD | 09/2014 | 05/2017 |
| Loyola University Maryland | Baltimore | MD | 08/2013 | 05/2017 |
| Lpl Financial Llc | Towson | MD | 07/2019 | 09/2019 |
| Compton Financial Group | Baltimore | MD | 07/2019 | 09/2019 |
| Morgan Stanley | Columbia | SC | 12/2024 | Present |
| The Hilb Group Of Maryland | Hunt Valley | MD | 01/2020 | 12/2024 |
| Unemployed | Baltimore | MD | 09/2019 | 01/2020 |
| Unemployed | Philadelphia | PA | 05/2017 | 07/2017 |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2025 | Present |
*678270- Racquet Fantasy Tennis LLC.; Investment related: No; Columbia, South Carolina; Technology; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 10; Administrative, Accounting/Bookkeeping, Business Development/Growth, Customer Service, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-16 |
| S65 | Uniform Investment Adviser Law Examination | 2019-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-06 |
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