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Inactive

Lawrence Patrick Rosa

Mariner

New York, NY

Overland Park, KS

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-06
NY RA APPROVED 2021-06-08
  • NJ RA
    APPROVED
    Since 2024-11-06
  • NY RA
    APPROVED
    Since 2021-06-08

Branch Locations

1500 Broadway, 27Th Floor, New York, NY 10036 • United States

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors New York NY 01/2017 06/2021
Chilton Trust Company Stamford CT 07/2015 01/2017
Mariner Wealth Advisors New York NY 06/2021 Present
  • 01/2017 → 06/2021
    Mariner Wealth Advisors
    New York, NY
  • 07/2015 → 01/2017
    Chilton Trust Company
    Stamford, CT
  • 06/2021 → Present
    Mariner Wealth Advisors
    New York, NY
Previous Registrations
  • 2017-10-31 → 2018-03-31
    Mariner Wealth Advisors
    New York, NY
Other Businesses

Non-variable Insurance - Providing different insurance services to clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-25
  • S65 Uniform Investment Adviser Law Examination
    2017-08-25
Designations
Other Names
  • Larry Rosa

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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