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Michael Weissman

Rbc Capital Markets, LLC

Boca Raton, FL

Boca Raton, FL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-25
FL RA APPROVED 2024-04-11
  • TX RA
    APPROVED
    Since 2024-04-25
  • FL RA
    APPROVED
    Since 2024-04-11

Branch Locations

5355 Town Center Road Suite 800, Boca Raton, FL 33486 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Charlotte NC 06/2021 03/2024
University Of Florida Gainesville FL 08/2020 05/2021
Wells Fargo Charlotte NC 07/2020 08/2020
University Of Florida Gainesville FL 08/2019 07/2020
Hbks Wealth Advisors Stuart FL 05/2019 08/2019
University Of Florida Gainesville FL 08/2017 05/2019
Wells Fargo Advisors Boca Raton FL 06/2017 08/2017
Stoneman Douglas High School Parkland FL 08/2016 06/2017
Rbc Capital Markets, Llc Boca Raton FL 03/2024 Present
  • 06/2021 → 03/2024
    Wells Fargo Securities, Llc
    Charlotte, NC
  • 08/2020 → 05/2021
    University Of Florida
    Gainesville, FL
  • 07/2020 → 08/2020
    Wells Fargo
    Charlotte, NC
  • 08/2019 → 07/2020
    University Of Florida
    Gainesville, FL
  • 05/2019 → 08/2019
    Hbks Wealth Advisors
    Stuart, FL
  • 08/2017 → 05/2019
    University Of Florida
    Gainesville, FL
  • 06/2017 → 08/2017
    Wells Fargo Advisors
    Boca Raton, FL
  • 08/2016 → 06/2017
    Stoneman Douglas High School
    Parkland, FL
  • 03/2024 → Present
    Rbc Capital Markets, Llc
    Boca Raton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-10
S63 Uniform Securities Agent State Law Examination 2021-07-10
  • S65 Uniform Investment Adviser Law Examination
    2024-04-10
  • S63 Uniform Securities Agent State Law Examination
    2021-07-10
Other Names
  • Michael Weissman
  • Michael Jacob Weissman

View on SEC IAPD

Other Firms

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ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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