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Brandi Y Zimmerman

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-28
CA RA APPROVED 2017-11-30
  • TX RA
    APPROVED_RES
    Since 2020-07-28
  • CA RA
    APPROVED
    Since 2017-11-30

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 09/2017 Present
Sun Life Financial Newport Beach CA 05/2009 07/2017
Unemployed N/A CA 07/2017 09/2017
Morgan Stanley Private Bank, National Association New York NY 12/2017 Present
  • 09/2017 → Present
    Morgan Stanley
    Pasadena, CA
  • 05/2009 → 07/2017
    Sun Life Financial
    Newport Beach, CA
  • 07/2017 → 09/2017
    Unemployed
    N/A, CA
  • 12/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-30
  • S66 Uniform Combined State Law Examination
    2017-11-30
Other Names
  • Brandi Lee Young
  • Brandi Lee Zimmerman

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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