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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-13 |
| NC | RA | APPROVED | 2019-01-31 |
Branch Locations
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Captrust | Raleigh | NC | 12/2017 | Present |
| Ernst And Young | Salt Lake City | UT | 08/2014 | 06/2017 |
| Knox Capital | Draper | UT | 06/2017 | 12/2017 |
Name: Henderson Marketing Inc. Investment-Related: No. Address: 6817 Falls of Neuse Rd Ste 103, Raleigh, NC 27615 Nature: Family run distributorship for an MLM called Shaklee Position/Title: board member Start: 1/01/1995 Hours/Month: 5 Hours during Market Hours: 0 Duties: coordinate and participate in board meetings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-31 |
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