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Raymond Douglas Wong

Strategic Advisers LLC

Denver, CO

Highlands Ranch, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

101 University Blvd Suite 100, 220 And 300, Denver, CO 80206-4631 • United States

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Advisory Services, Inc. The Woodlands TX 09/2015 08/2017
Morgan Stanley Denver CO 09/2017 01/2019
Morgan Stanley Private Bank, National Association New York NY 12/2017 01/2019
Dunston Financial Group, Llc Denver CO 01/2019 04/2019
Fidelity Investments Greenwood Village CO 06/2019 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2015 → 08/2017
    Investment Advisory Services, Inc.
    The Woodlands, TX
  • 09/2017 → 01/2019
    Morgan Stanley
    Denver, CO
  • 12/2017 → 01/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2019 → 04/2019
    Dunston Financial Group, Llc
    Denver, CO
  • 06/2019 → Present
    Fidelity Investments
    Greenwood Village, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-07-12 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
  • 2019-01-18 → 2019-02-13
    Dunston Financial Group, Llc
    Denver, CO
  • 2017-11-13 → 2019-01-08
    Morgan Stanley
    Denver, CO
  • 2015-09-22 → 2017-11-13
    Ias Wealth Management, Inc.
    The Woodlands, TX
  • 2014-08-04 → 2015-08-27
    Patriot Wealth Management, Inc.
    Houston, TX
  • 2002-02-13 → 2012-03-07
    Avalon Investment & Advisory
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-12-04
S66 Uniform Combined State Law Examination 1998-10-13
  • S63 Uniform Securities Agent State Law Examination
    2017-12-04
  • S66 Uniform Combined State Law Examination
    1998-10-13
Other Names
  • Ray Wong

View on SEC IAPD

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ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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