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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2020-05-05 |
| CT | RA | APPROVED | 2018-07-16 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Lloyd Harbor | NY | 09/2016 | 11/2017 |
| Axa Advisors, Llc. | New York | NY | 11/2017 | 03/2018 |
| Morgan Stanley | New York | NY | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-02 |
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