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Anthony Joseph Arriaran

Edelman Financial Engines

Pasadena, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-21
TX RA APPROVED 2020-06-22
  • CA RA
    APPROVED
    Since 2023-06-21
  • TX RA
    APPROVED
    Since 2020-06-22

Branch Locations

225 S Lake Ave Suite 1185, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2017 02/2020
Northern Arizona University Flagstaff AZ 01/2015 05/2017
Northern Arizona University - Student Learning Center Flagstaff AZ 08/2015 05/2017
Financial Engines Advisors L.L.C. Sunnyvale AZ 02/2020 01/2022
Financial Engines Advisors L.L.C Santa Clara CA 01/2022 06/2023
Financial Engines Advisors L.L.C. Santa Clara CA 06/2023 Present
  • 07/2017 → 02/2020
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2015 → 05/2017
    Northern Arizona University
    Flagstaff, AZ
  • 08/2015 → 05/2017
    Northern Arizona University - Student Learning Center
    Flagstaff, AZ
  • 02/2020 → 01/2022
    Financial Engines Advisors L.L.C.
    Sunnyvale, AZ
  • 01/2022 → 06/2023
    Financial Engines Advisors L.L.C
    Santa Clara, CA
  • 06/2023 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-09
S63 Uniform Securities Agent State Law Examination 2017-08-23
  • S65 Uniform Investment Adviser Law Examination
    2020-05-09
  • S63 Uniform Securities Agent State Law Examination
    2017-08-23
Designations
Other Names
  • Anthony Joseph Arriaran
  • Anthony Arriaran

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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