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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fresno | CA | 08/2017 | 10/2022 |
| Educational Employees Credit Union | Fresno | CA | 11/2016 | 10/2022 |
| Fresno Pacific University | Fresno | CA | 03/2016 | 11/2016 |
| Lpl Financial Llc | San Diego | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-30 |
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