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Emily B Tofel

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
  • NY RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. New York NY 07/2017 Present
Jpmorgan Chase Bank, N.A. New York NY 07/2017 Present
Emory University Atlanta GA 06/2013 05/2017
  • 07/2017 → Present
    Jpmorgan Securities Llc.
    New York, NY
  • 07/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2013 → 05/2017
    Emory University
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-18
S63 Uniform Securities Agent State Law Examination 2017-09-11
  • S65 Uniform Investment Adviser Law Examination
    2024-01-18
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
Other Names
  • Emi Warner
  • Emily Warner
  • Emily Brett Warner
  • Emily B Warner

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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