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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-24
NY RA APPROVED 2022-08-22
CA RA APPROVED 2021-11-04
TX RA APPROVED 2021-11-04
  • NJ RA
    APPROVED
    Since 2022-08-24
  • NY RA
    APPROVED
    Since 2022-08-22
  • CA RA
    APPROVED
    Since 2021-11-04
  • TX RA
    APPROVED
    Since 2021-11-04

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 07/2017 11/2021
Fasanara Capital Limited London 06/2011 06/2017
Bank Of America, N.A Los Angeles CA 10/2017 11/2021
Morgan Stanley Smith Barney Llc Los Angeles CA 11/2021 Present
Morgan Stanley Private Bank, N.A. New York NY 12/2021 Present
  • 07/2017 → 11/2021
    Los Angeles, CA
  • 06/2011 → 06/2017
    Fasanara Capital Limited
    London
  • 10/2017 → 11/2021
    Bank Of America, N.A
    Los Angeles, CA
  • 11/2021 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 12/2021 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-01
  • S66 Uniform Combined State Law Examination
    2017-11-01

View on SEC IAPD

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