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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-08-24 |
| NY | RA | APPROVED | 2022-08-22 |
| CA | RA | APPROVED | 2021-11-04 |
| TX | RA | APPROVED | 2021-11-04 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 07/2017 | 11/2021 |
| Fasanara Capital Limited | London | 06/2011 | 06/2017 | |
| Bank Of America, N.A | Los Angeles | CA | 10/2017 | 11/2021 |
| Morgan Stanley Smith Barney Llc | Los Angeles | CA | 11/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-01 |
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