Ian Fine Rothbarth

Current Employers

Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2018-03-15

MO RA
APPROVED

Since 2018-03-15

Branch Locations

7777 Bonhomme Ave. Suite 2400, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services Llc	St Louis	MO	07/2017	03/2018
Maxwell's	Kirksville	MO	05/2014	10/2016
Brio Tuscan Grille	Saint Louis	MO	01/2017	07/2017
Truman State University	Kirksville	MO	08/2014	12/2016
Temple Israel Congregation	St. Louis	MO	08/2017	06/2020
Smith, Moore & Co.	Clayton	MO	03/2018	Present

07/2017 → 03/2018

Wells Fargo Clearing Services Llc

St Louis, MO
05/2014 → 10/2016

Maxwell's

Kirksville, MO
01/2017 → 07/2017

Brio Tuscan Grille

Saint Louis, MO
08/2014 → 12/2016

Truman State University

Kirksville, MO
08/2017 → 06/2020

Temple Israel Congregation

St. Louis, MO
03/2018 → Present

Smith, Moore & Co.

Clayton, MO

Previous Registrations

2017-09-27 → 2018-03-21

Wells Fargo Clearing Services, Llc

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-26

S66 Uniform Combined State Law Examination

2017-09-26

Other Names

Ian Rothbarth

View on SEC IAPD

Current Employers

Smith, Moore & Co.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews