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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-18
  • NY RA
    APPROVED
    Since 2026-03-18

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. New York NY 07/2017 07/2020
Jpmorgan Chase Bank, N.A. New York NY 07/2017 07/2020
Boston College Chestnut Hill MA 09/2013 05/2017
Athleta Chestnut Hill MA 10/2016 04/2017
Boston College Chestnut Hill MA 08/2016 12/2016
Unemployed Princeton Junction NJ 05/2017 07/2017
Jpmorgan Chase Bank Na San Francisco CA 07/2020 09/2025
Jpmorgan Securities Llc San Francisco CA 07/2020 09/2025
Arete Wealth Management Chicago IL 11/2025 Present
Golub Capital New York NY 11/2025 Present
  • 07/2017 → 07/2020
    Jpmorgan Securities Llc.
    New York, NY
  • 07/2017 → 07/2020
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2013 → 05/2017
    Boston College
    Chestnut Hill, MA
  • 10/2016 → 04/2017
    Athleta
    Chestnut Hill, MA
  • 08/2016 → 12/2016
    Boston College
    Chestnut Hill, MA
  • 05/2017 → 07/2017
    Unemployed
    Princeton Junction, NJ
  • 07/2020 → 09/2025
    Jpmorgan Chase Bank Na
    San Francisco, CA
  • 07/2020 → 09/2025
    Jpmorgan Securities Llc
    San Francisco, CA
  • 11/2025 → Present
    Arete Wealth Management
    Chicago, IL
  • 11/2025 → Present
    Golub Capital
    New York, NY
Previous Registrations
Other Businesses

Golub Capital, dba

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-15
S63 Uniform Securities Agent State Law Examination 2017-10-23
  • S65 Uniform Investment Adviser Law Examination
    2024-03-15
  • S63 Uniform Securities Agent State Law Examination
    2017-10-23
Other Names
  • Rebecca Jin
  • Rebecca L Jin

View on SEC IAPD

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