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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-10-20
CT RA APPROVED 2021-10-15
  • MA RA
    APPROVED
    Since 2021-10-20
  • CT RA
    APPROVED
    Since 2021-10-15

Branch Locations

351 Pleasant Street Suite D, Northampton, MA 01060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Windsor CT 04/2020 07/2020
Ostberg & Associates Financial Services And Insurance Northampton MA 07/2018 07/2020
New York Life Insurance Company Windsor CT 07/2017 06/2018
Saint Anselm College Manchester NH 09/2015 05/2018
Saint Anselm College Manchester NH 09/2014 05/2018
Joe Suozzos Allstate Agency Derry NH 09/2016 12/2016
Nylife Securities Llc Windsor CT 07/2020 08/2020
New York Life Insurance Company Windsor CT 07/2020 08/2020
Ostberg & Associates Financial Services And Insurance Northampton MA 08/2020 Present
New York Life Insurance Co Northampton MA 08/2020 Present
Nylife Securities Llc Northampton MA 08/2020 Present
Eagle Strategies Llc Northampton MA 10/2021 Present
  • 04/2020 → 07/2020
    Nylife Securities Llc
    Windsor, CT
  • 07/2018 → 07/2020
    Ostberg & Associates Financial Services And Insurance
    Northampton, MA
  • 07/2017 → 06/2018
    New York Life Insurance Company
    Windsor, CT
  • 09/2015 → 05/2018
    Saint Anselm College
    Manchester, NH
  • 09/2014 → 05/2018
    Saint Anselm College
    Manchester, NH
  • 09/2016 → 12/2016
    Joe Suozzos Allstate Agency
    Derry, NH
  • 07/2020 → 08/2020
    Nylife Securities Llc
    Windsor, CT
  • 07/2020 → 08/2020
    New York Life Insurance Company
    Windsor, CT
  • 08/2020 → Present
    Ostberg & Associates Financial Services And Insurance
    Northampton, MA
  • 08/2020 → Present
    New York Life Insurance Co
    Northampton, MA
  • 08/2020 → Present
    Nylife Securities Llc
    Northampton, MA
  • 10/2021 → Present
    Northampton, MA
Other Businesses

[OPERATING UNDER THE DBA NAME OF OSTBERG & ASSOCIATES FINANCIAL SERVICES AND INSURANCE FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; NORTHAMPTON, MA; START DATE: 08/2020] [Pioneer Valley Estate Planning Council; The Pioneer Valley Estate Planning Council strives to provide members with a better understanding of estate planning, settlement and management services, financial planning, investment services, elder law services, longterm care services and planning; PO Box 1562 · Greenfield, MA 01302; Start Date 06/2022; Role/Title: Vice President ; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; assisting the president with basic clerical responsibilities. ] [Northampton Legion Post 28 Baseball; Head Coach. I will be coaching a team with an age range of 8th grade through freshman in college. Volunteer position. This is not a business. The season is over by July 20th. ; 63 Riverside Dr, Northampton, MA 01062; Start Date 05/2023; Role/Title: Coach; Not Investment Related; 20 hours per month; 5 hours per month during securities trading hours] [Ostberg & Associates Enterprise LLC; I am becoming a shareholder of the company. I am purchasing one share from Adam Robinson. ; 351 Pleasant St STE D Northampton MA 01060; Start Date 03/2025; Role/Title: Partner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2020-07-24
  • S65 Uniform Investment Adviser Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2020-07-24
Other Names
  • Adam Krol
  • Adam Alexander Krol

View on SEC IAPD

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