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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2021-10-20 |
| CT | RA | APPROVED | 2021-10-15 |
Branch Locations
351 Pleasant Street Suite D, Northampton, MA 01060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Windsor | CT | 04/2020 | 07/2020 |
| Ostberg & Associates Financial Services And Insurance | Northampton | MA | 07/2018 | 07/2020 |
| New York Life Insurance Company | Windsor | CT | 07/2017 | 06/2018 |
| Saint Anselm College | Manchester | NH | 09/2015 | 05/2018 |
| Saint Anselm College | Manchester | NH | 09/2014 | 05/2018 |
| Joe Suozzos Allstate Agency | Derry | NH | 09/2016 | 12/2016 |
| Nylife Securities Llc | Windsor | CT | 07/2020 | 08/2020 |
| New York Life Insurance Company | Windsor | CT | 07/2020 | 08/2020 |
| Ostberg & Associates Financial Services And Insurance | Northampton | MA | 08/2020 | Present |
| New York Life Insurance Co | Northampton | MA | 08/2020 | Present |
| Nylife Securities Llc | Northampton | MA | 08/2020 | Present |
| Eagle Strategies Llc | Northampton | MA | 10/2021 | Present |
[OPERATING UNDER THE DBA NAME OF OSTBERG & ASSOCIATES FINANCIAL SERVICES AND INSURANCE FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; NORTHAMPTON, MA; START DATE: 08/2020] [Pioneer Valley Estate Planning Council; The Pioneer Valley Estate Planning Council strives to provide members with a better understanding of estate planning, settlement and management services, financial planning, investment services, elder law services, longterm care services and planning; PO Box 1562 · Greenfield, MA 01302; Start Date 06/2022; Role/Title: Vice President ; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; assisting the president with basic clerical responsibilities. ] [Northampton Legion Post 28 Baseball; Head Coach. I will be coaching a team with an age range of 8th grade through freshman in college. Volunteer position. This is not a business. The season is over by July 20th. ; 63 Riverside Dr, Northampton, MA 01062; Start Date 05/2023; Role/Title: Coach; Not Investment Related; 20 hours per month; 5 hours per month during securities trading hours] [Ostberg & Associates Enterprise LLC; I am becoming a shareholder of the company. I am purchasing one share from Adam Robinson. ; 351 Pleasant St STE D Northampton MA 01060; Start Date 03/2025; Role/Title: Partner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-24 |
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