Nicholas Fanneron

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-12-04
TX	RA	APPROVED	2023-12-04

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Massapequa, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	05/2018	08/2022
Northeastern University	Boston	MA	01/2018	05/2018
Northeastern University	Boston	MA	09/2013	05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2017	01/2018
Sullivan & Mclaughlin Companies	Boston	MA	09/2016	12/2016
Bank Of America, N.A.	New York	NY	07/2018	08/2022
First Republic Securities Company, Llc	New York	NY	08/2022	09/2023
First Republic Investment Management, Inc.	New York	NY	08/2022	Present
J.P. Morgan Securities Llc	New York	NY	09/2023	Present
Jp Morgan Chase Bank, N.A.	New York	NY	10/2023	Present

05/2018 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
01/2018 → 05/2018

Northeastern University

Boston, MA
09/2013 → 05/2018

Northeastern University

Boston, MA
07/2017 → 01/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2016 → 12/2016

Sullivan & Mclaughlin Companies

Boston, MA
07/2018 → 08/2022

Bank Of America, N.A.

New York, NY
08/2022 → 09/2023

First Republic Securities Company, Llc

New York, NY
08/2022 → Present

First Republic Investment Management, Inc.

New York, NY
09/2023 → Present

J.P. Morgan Securities Llc

New York, NY
10/2023 → Present

Jp Morgan Chase Bank, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-22

Other Firms