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Jaclyn L Rock

Morgan Stanley

Fort Lauderdale, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-30
TX RA APPROVED 2024-05-29
  • FL RA
    APPROVED
    Since 2024-05-30
  • TX RA
    APPROVED
    Since 2024-05-29

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2017 11/2023
Queens University Of Charlotte Charlotte NC 08/2013 05/2017
Queens University Of Charlotte Charlotte NC 09/2013 05/2017
Morgan Stanley Fort Lauderdale FL 05/2024 Present
Unemployed Charlotte NC 12/2023 05/2024
  • 07/2017 → 11/2023
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2013 → 05/2017
    Queens University Of Charlotte
    Charlotte, NC
  • 09/2013 → 05/2017
    Queens University Of Charlotte
    Charlotte, NC
  • 05/2024 → Present
    Morgan Stanley
    Fort Lauderdale, FL
  • 12/2023 → 05/2024
    Unemployed
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
S63 Uniform Securities Agent State Law Examination 2017-08-23
  • S66 Uniform Combined State Law Examination
    2019-09-13
  • S63 Uniform Securities Agent State Law Examination
    2017-08-23
Other Names
  • Jaclyn Leigh Rock
  • Jackie Rock
  • Jaclyn Rock

View on SEC IAPD

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