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Inactive

Tom Howard Sleeter

Ruggaard & Associates

Hudson, OH

Oak Brook, IL

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Current Employers
Ruggaard & Associates

110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-03
TX RA APPROVED 2023-01-03
  • IL RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

110 W Streetsboro St. Suite 1A, Hudson, OH 44236 • United States

1200 Harger Road Ste 222, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heartland Capital Resources, Inc. Oak Brook IL 10/1992 Present
Total Clarity Wealth Management, Inc. Oak Brook IL 03/2007 12/2022
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
Lpl Financial Llc Oak Brook IL 10/2018 12/2021
Sleeter-Drummond Llc Drummond Island MI 02/2019 Present
Ruggaard & Associates Oak Brook IL 01/2023 Present
Sleeter Farms Nebraska, Inc Downers Grove IL 06/2008 Present
Sleeter Family Farm Corporation Downers Grove IL 04/1991 Present
  • 10/1992 → Present
    Heartland Capital Resources, Inc.
    Oak Brook, IL
  • 03/2007 → 12/2022
    Oak Brook, IL
  • 01/2013 → 10/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2018 → 12/2021
    Lpl Financial Llc
    Oak Brook, IL
  • 02/2019 → Present
    Sleeter-Drummond Llc
    Drummond Island, MI
  • 01/2023 → Present
    Oak Brook, IL
  • 06/2008 → Present
    Sleeter Farms Nebraska, Inc
    Downers Grove, IL
  • 04/1991 → Present
    Sleeter Family Farm Corporation
    Downers Grove, IL
Previous Registrations
Other Businesses

SLEETER FARMS NEBRASKA, INC not investment-related private residence in Downers Grove, IL farming President & Director start date 6/1/2008 15 hours per month minimal hours during trading manage tenant relations, negotiate with crop insurance firms, handle taxes and Dept of Agriculture paperwork SLEETER FAMILY FARM CORPORATION not investment-related private residence in Downers Grove, IL farming President & Director start date 4/10/1991 2 hours per month 0 hours during trading tenant relations HEARTLAND CAPITAL RESOURCES, INC. not investment-related 1200 Harger Road, Ste 222, Oak Brook, IL 61523 business entity: prepares valuation studies and is the entity that rents the office space President & Director start date October 1992 10 hours per month 1 hour during trading pay bills for office rent and employees SLEETER-DRUMMOND LLC not investment-related Drummond Island, MI real estate rental Managing Member start date 2/7/2019 4 hours per month 0 hours during trading co-own and operate a rental vacation home on Drummond Island, MI ESPANORE ISLAND CLUB not investment-related private residence on Espanore Island, MI non-profit organization to utilize recreational land Board Member & Director start date 1972 1 hour per month 0 hours during trading review annual members dues and assessments, review financial reports of the island, and study and approve needed capital improvements to the island NORTH PROVIDENCE RIDGE CEMETARY ASSOCIATION not investment-related Jackson Township, IL 60421 non-profit: cemetery association Board Member start date 9/3/1975 1 hour per month 0 hours during trading oversee management of small rural cemetery

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-30
  • S66 Uniform Combined State Law Examination
    1999-12-30

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