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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-02 |
| SC | RA | APPROVED | 2017-01-20 |
Branch Locations
40 Calhoun St Ste 550, Charleston, SC 29401 • United States
Mt Pleasant, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charleston | SC | 04/2015 | 11/2016 |
| Mount Pleasant Soccer | Mount Pleasant | SC | 08/2008 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | 01/2017 |
| Ameriprise Financial Services, Inc. | Charleston | SC | 01/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Charleston | SC | 03/2020 | Present |
Outside Employment; South Carolina Surf Soccer Club; Soccer Coach of youth team.; Coaching youth sports in the community; 1002 Anna Knapp Blvd, , Mount Pleasant, SC, 29464; Not Investment-Related; 03/05/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-08 |
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