Carissa Phyllis Shivers

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 01/2021
  Edward Jones
  St Louis, MO
• 05/2015 → 07/2017
  Lakehouse Pub And Grille
  Bomoseen, VT
• 01/2017 → 06/2017
  Kelly Services
  Burlington, VT
• 10/2015 → 01/2017
  Under Armour
  Essex Junction, VT
• 08/2014 → 05/2017
  University Of Vermont
  Burlington, VT
• 01/2021 → 04/2023
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 01/2022 → Present
  Pgi Financial Services, Inc.
  Charleston, SC
• 03/2023 → Present
  Ae Wealth Management, Llc
  Topeka, KS

Previous Registrations

• 2021-01-04 → 2023-04-10
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Charleston, SC
  Palm Beach Gardens, FL
  Charleston, SC
  Palm Beach Gardens, FL
• 2017-09-19 → 2021-01-05
  Edward Jones
  Charleston, SC
  Rutland, VT
  St Louis, MO
  Maryland Heights, MO
  Charleston, SC
  Charleston, SC
  Charleston, SC
  St Louis, MO

Other Businesses

1.)PGI Financial Services; Yes- Investment-related; 2467 Savannah Hwy, Suite 520, Charleston, SC 29414; Insurance Sales; Financial Advisor; 01/2021; APPROX 160 HRS/MONTH; APPROX 130 HRS/MONTH During Trading hours; Insurance Sales and Services. 2.)Estate planning document services ; 51 W 3rd St, #110, Tempe AZ 85281; Investment Related: No, Position: Facilitator; Date: 1/2026, Approx hours per month: 10, Hours during trading: 10. Assisting clients in completing their estate planning documents utilizing Wealth.com.

Exams

• S66 Uniform Combined State Law Examination
  2017-09-16

Other Names

• Carissa Elrick
• Carissa Phyllis Elrick