Nicholas J Trotta

CRD 6827405

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-29
TX	RA	APPROVED_RES	2021-05-05
MO	RA	APPROVED	2017-09-18

NY RA
APPROVED

Since 2021-06-29
TX RA
APPROVED_RES

Since 2021-05-05
MO RA
APPROVED

Since 2017-09-18

Branch Locations

2317 Balltown Road Suite 103, Niskayuna, NY 12309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2017	Present
Blasch Precision Ceramics	Albany	NY	06/2015	06/2017

07/2017 → Present

Edward Jones

St Louis, MO
06/2015 → 06/2017

Blasch Precision Ceramics

Albany, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-15

S66 Uniform Combined State Law Examination

2017-09-15

Designations

Certified Financial Planner

Other Names

Nicholas James Trotta

View on SEC IAPD

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