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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-12 |
Branch Locations
1476 Balltown Road, Schenectady, NY 12309 • United States
3013 Route 50, Saratoga Springs, NY 12866 • United States
1 Research Circle, Schenectady, NY 12309 • United States
8 New Karner Road, Guilderland, NY 12084 • United States
120 Erie Boulevard, Schenectady, NY 12305 • United States
240 Saratoga Road, Scotia, NY 12302 • United States
201 Mohawk Ave, Scotia, NY 12302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Schenectady | NY | 01/1999 | 10/2016 |
| Malaleuca | Schuylerville | NY | 12/2003 | 12/2016 |
| Scautub Agency | Scotia | NY | 12/2005 | 10/2016 |
| Raymond James Financial Services Advisors Inc. | Schenectady | NY | 08/2014 | 10/2016 |
| Isagenix | Schuylerville | NY | 07/2016 | 12/2016 |
| Infinex Investments, Inc. | Meriden | CT | 12/2016 | Present |
1.) Schenectady Business and Professional Women's Club Inc. Not for profit/Public charity. Not Investment related. Started in 2009. voting Board member. Approx 10 hours per month. 2 hours during trading hours. 2.) Isagenix. Not investment related. Started in 2012. Approx 1 hour per month not during trading hours. Nutritional Supplements, etc. Could possible receive commissions. 3.) Melaleuca. health and wellness company. Not investment related. Started in 2007. Approx 1 hour per month not during trading hours. Preferred customer/consultant. Could possible receive commissions. 4.) BNI Referral Group. Vice President. Not investment related. Apprx 12 hours per month. Lead membership committee, lead meetings. 5.) 1st National Bank of Scotia. Banking. yes, investment related. Started in 2016. VP, Program manager.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-12-06 |
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