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William Adam Braat

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Colonie, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
NY RA APPROVED 2023-05-01
  • TX RA
    APPROVED
    Since 2023-05-30
  • NY RA
    APPROVED
    Since 2023-05-01

Branch Locations

1423 Central Ave, Colonie, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schenectady NY 08/2017 Present
Enterprise Holdings Clifton Park NY 02/2014 08/2017
Bank Of America, N.A. Schenectady NY 03/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-28
  • S66 Uniform Combined State Law Examination
    2023-04-28

View on SEC IAPD

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