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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-18
  • NY RA
    APPROVED
    Since 2026-04-18

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management Ny NY 03/2025 Present
Rockefeller Financial Llc Ny NY 06/2025 Present
Ernst & Young New York NY 08/2021 10/2024
2Way Lacrosse Greenwich CT 06/2021 07/2021
Bates College Lewiston ME 09/2017 05/2021
Somers High School Somers NY 09/2013 06/2017
Ernst & Young New York NY 07/2020 08/2020
Unemployed New York NY 11/2024 02/2025
  • 03/2025 → Present
    Rockefeller Capital Management
    Ny, NY
  • 06/2025 → Present
    Ny, NY
  • 08/2021 → 10/2024
    Ernst & Young
    New York, NY
  • 06/2021 → 07/2021
    2Way Lacrosse
    Greenwich, CT
  • 09/2017 → 05/2021
    Bates College
    Lewiston, ME
  • 09/2013 → 06/2017
    Somers High School
    Somers, NY
  • 07/2020 → 08/2020
    Ernst & Young
    New York, NY
  • 11/2024 → 02/2025
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-18
  • S66 Uniform Combined State Law Examination
    2026-04-18

View on SEC IAPD

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