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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2021-04-21 |
| CT | RA | APPROVED | 2021-03-11 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Marzano | Merrick | NY | 04/2011 | 03/2017 |
| Hobie Swim | Garden City | NY | 09/2010 | 03/2019 |
| Morgan Stanley | Garden City | NY | 07/2017 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2019 | 01/2021 |
| Long Island Swim School | Garden City | NY | 08/2008 | 03/2019 |
| Morgan Stanley | New York | NY | 01/2021 | Present |
*331708- Hobie Swim; Investment related No; garden city, New York; Recreation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2017; During business hours: 0; After business hours: 15 ; Administrative *552323 - Jodi Robbins Events; Investment related: No; Port washington, New York; Event Planning; assistant (proprietor, partner, officer, director, employee, trustee, agent); 05/2023; During business hours: 0; After business hours: 7; assistant the event planner *692150- Roc and Olive; Investment related: No; Long beach, New York; Restaurant/Bar/Nightclub; waitress (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 0; After business hours: 25; Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-14 |
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