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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-08

Branch Locations

750 Town And Country Blvd Suite 325 & 175, Houston, TX 77024-4576 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Studio Downtown Lafayette LA 08/2015 01/2017
Mouton Seafood Llc Lafayette LA 11/2016 04/2017
Rbc Capital Markets, Llc. Houston TX 06/2017 Present
  • 08/2015 → 01/2017
    The Studio Downtown
    Lafayette, LA
  • 11/2016 → 04/2017
    Mouton Seafood Llc
    Lafayette, LA
  • 06/2017 → Present
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-08
  • S66 Uniform Combined State Law Examination
    2018-01-08

View on SEC IAPD

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