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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1138 N Alma School Rd, Mesa, AZ 85201 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-03 |
| AZ | RA | APPROVED | 2017-07-03 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Tempe Fire Department | Tempe | AZ | 07/1985 | 06/2017 |
| Galloway Asset Management, Llc | Mesa | AZ | 05/2017 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
United Arizona Firefighters Healthcare Trust; Vice Chairman; Not Investment Related; 61 E Columbus Ave Phoenix Arizona 85012; Description: Healthcare coverage & trust; Responsibilities: Voting Board Member; Start date: 2023-05-01;1 Hour per month during trading hours; 1 Hour per month outside trading hours; Contact person: Don Jongewaard; Website address: PFFAhealth.org.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-20 |
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