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Neil David Azous

Rareview Capital LLC

Las Vegas, NV

CRD 3175639

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Employer firm

Rareview Capital LLC CRD 284474

$538M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Rareview Capital Llc

10785 W. Twain Avenue Suite 210, Las Vegas, NV 89135 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-12-08
  • NV RA
    APPROVED
    Since 2020-12-08

Branch Locations

10785 W. Twain Avenue Suite 210, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rareview Capital Llc Stamford CT 06/2016 Present
Other Businesses

OBA #1: RAREVIEW MACRO,LLC;1980 FESTIVAL PLAZA DRIVE SUITE 300; LAS VEGAS, NV 89135;INVESTMENT RELATED;POSITION:MANAGING MEMBER;START DATE: 5-14-13;40-80 HRS PER MO;20-40HRS PER MO DURING TRADING HRS;DUTIES:WRITER/PUBLISHER OF MORNING MARKET RELATED NEWSLETTER. OBA #2: Rareview Capital LLC;Investment related; 1980 Festival Plaza Drive Suite 300; Las Vegas, NV 89135;Unaffiliated-Independent RIA;CEO&CIO/Founder & Managing Member /self; Start June 9, 2016; Approx. 120+ hrs.monthly; Approx. 120+hrs monthly during trading hrs; Duties-Oversee day-to-day operations & investment activities related to managed account, alternative, and registered investment companies (e.g. ETFs) products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-29
S63 Uniform Securities Agent State Law Examination 2000-12-12
  • S65 Uniform Investment Adviser Law Examination
    2016-08-29
  • S63 Uniform Securities Agent State Law Examination
    2000-12-12

View on SEC IAPD

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