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Michael D. Lighten

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-19
TX RA APPROVED_RES 2024-07-19
  • NY RA
    APPROVED
    Since 2024-07-19
  • TX RA
    APPROVED_RES
    Since 2024-07-19

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 08/2019 03/2022
Ubs Securities Llc Weehawken NJ 06/2018 08/2018
Goldman Sachs New York NY 06/2017 08/2017
Yale University New Haven CT 09/2015 05/2019
Jpmorgan Chase Bank, N.A.             New York NY 07/2024 Present
J.P. Morgan Securities Llc         New York NY 07/2024 Present
Jpmorgan Chase Bank Na New York NY 06/2023 08/2023
Unemployed New Rochelle NY 06/2019 07/2019
Unemployed New Rochelle NY 04/2022 05/2023
Unemployed New Rochelle NY 09/2023 06/2024
Yale University New Haven CT 10/2015 09/2019
Horace Mann School Bronx NY 06/2015 09/2017
  • 08/2019 → 03/2022
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 06/2018 → 08/2018
    Ubs Securities Llc
    Weehawken, NJ
  • 06/2017 → 08/2017
    Goldman Sachs
    New York, NY
  • 09/2015 → 05/2019
    Yale University
    New Haven, CT
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.            
    New York, NY
  • 07/2024 → Present
    J.P. Morgan Securities Llc        
    New York, NY
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2019 → 07/2019
    Unemployed
    New Rochelle, NY
  • 04/2022 → 05/2023
    Unemployed
    New Rochelle, NY
  • 09/2023 → 06/2024
    Unemployed
    New Rochelle, NY
  • 10/2015 → 09/2019
    Yale University
    New Haven, CT
  • 06/2015 → 09/2017
    Horace Mann School
    Bronx, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-17
  • S66 Uniform Combined State Law Examination
    2024-06-17
Other Names
  • Michael D Lighten
  • Michael Dylan Lighten
  • Michael D, Lighten

View on SEC IAPD

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