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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-11-14 |
| TX | RA | APPROVED | 2018-09-25 |
| FL | RA | APPROVED | 2018-09-18 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mickool, Inc. | Tampa | FL | 05/2017 | 05/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2017 | 05/2018 |
| Aldo | Tampa | FL | 02/2012 | 04/2017 |
| Morgan Stanley | Ft Lauderdale | FL | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-17 |
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