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Leslie Bruce

Neuberger Berman Bd LLC

New York, NY

West New York, NJ

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-23
NY RA APPROVED 2026-06-23
  • NJ RA
    APPROVED
    Since 2026-06-23
  • NY RA
    APPROVED
    Since 2026-06-23

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

West New York, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Grange New York NY 05/2017 06/2017
Sanford C. Bernstein & Co., Llc New York NY 06/2017 02/2020
Columbia University New York NY 01/2014 05/2017
Ubs Financial Services Inc Paramus NJ 11/2020 06/2026
Neuberger Berman Bd Llc New York NY 06/2026 Present
Unemployed New York NY 02/2020 11/2020
  • 05/2017 → 06/2017
    The Grange
    New York, NY
  • 06/2017 → 02/2020
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 01/2014 → 05/2017
    Columbia University
    New York, NY
  • 11/2020 → 06/2026
    Ubs Financial Services Inc
    Paramus, NJ
  • 06/2026 → Present
    Neuberger Berman Bd Llc
    New York, NY
  • 02/2020 → 11/2020
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2017-11-14
  • S66 Uniform Combined State Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-14
Other Names
  • Leslie Bruce
  • Leslie Tutovic

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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