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Mark Norbert Niebrugge

Smith, Moore & Co.

Effingham, IL

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Current Employers
Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-15
  • IL RA
    APPROVED
    Since 2022-07-15

Branch Locations

401 S Banker St Suite E, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tap Consulting, Llc St. Louis MO 09/2018 06/2022
Private Client Services Chesterfield MO 10/2018 06/2022
Td Ameritrade, Inc. St Louis MO 02/2018 10/2018
Scottrade St Louis MO 07/2017 10/2018
Quincy Country Club Quincy IL 09/2015 07/2017
Bloemer Construction, Llc Effingham IL 05/2010 07/2017
Quincy University Quincy IL 08/2015 05/2017
Smith, Moore & Co. Effingham IL 06/2022 Present
  • 09/2018 → 06/2022
    Tap Consulting, Llc
    St. Louis, MO
  • 10/2018 → 06/2022
    Private Client Services
    Chesterfield, MO
  • 02/2018 → 10/2018
    Td Ameritrade, Inc.
    St Louis, MO
  • 07/2017 → 10/2018
    Scottrade
    St Louis, MO
  • 09/2015 → 07/2017
    Quincy Country Club
    Quincy, IL
  • 05/2010 → 07/2017
    Bloemer Construction, Llc
    Effingham, IL
  • 08/2015 → 05/2017
    Quincy University
    Quincy, IL
  • 06/2022 → Present
    Smith, Moore & Co.
    Effingham, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
S63 Uniform Securities Agent State Law Examination 2017-09-12
  • S66 Uniform Combined State Law Examination
    2022-07-15
  • S63 Uniform Securities Agent State Law Examination
    2017-09-12

View on SEC IAPD

Other Firms

EDWARD JONES
LPL ENTERPRISE, LLC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CORNERSTONE WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC

Other Investors

Amber Dawn Wendt
Robert A. Brown
MATTHEW JOSEPH ROEDL
Lee Joseph Nosbisch
KURT ALAN STRULLMYER
NATHAN MICHAEL SCHULTZ
KENT CHARLES SCHMIDT
DOUGLAS MICHAEL SCHULTZ

Other Offices

EDWARD JONES · EFFINGHAM, IL
LPL ENTERPRISE, LLC · EFFINGHAM, IL
OSAIC WEALTH, INC. · EFFINGHAM, IL
EDWARD JONES · EFFINGHAM, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Effingham, IL
OSAIC WEALTH, INC. · EFFINGHAM, IL
FIFTH THIRD SECURITIES, INC. · EFFINGHAM, IL
EDWARD JONES · EFFINGHAM, IL

More in Effingham, IL

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