Fredrick R Lluberes

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-27
NY	RA	APPROVED	2026-02-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporate	Brooklyn	NY	09/2019	03/2022
Bank Of America, N.A.	Brooklyn	NY	09/2019	10/2020
Self Employed	Staten Island	NY	06/2019	09/2019
Lee, Nolan & Koroghlian Llc Member Of Mass Mutual	Staten Island	NY	01/2019	05/2019
New York Life Insurance Company	Queens	NY	06/2017	03/2019
Huntington Learning Center	New York	NY	11/2015	10/2017
Citigroup Global Markets Inc.	Greater	NY	04/2022	01/2026
Wells Fargo Clearing Services, Llc.	New York	NY	02/2026	Present

09/2019 → 03/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporate

Brooklyn, NY
09/2019 → 10/2020

Bank Of America, N.A.

Brooklyn, NY
06/2019 → 09/2019

Self Employed

Staten Island, NY
01/2019 → 05/2019

Lee, Nolan & Koroghlian Llc Member Of Mass Mutual

Staten Island, NY
06/2017 → 03/2019

New York Life Insurance Company

Queens, NY
11/2015 → 10/2017

Huntington Learning Center

New York, NY
04/2022 → 01/2026

Citigroup Global Markets Inc.

Greater, NY
02/2026 → Present

Wells Fargo Clearing Services, Llc.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-22

Other Firms