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Mark Paolucci

Charles Schwab & Co., Inc.

Woodbury, MN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-21
  • MN RA
    APPROVED
    Since 2023-09-21

Branch Locations

295 Radio Drive Suite D, Woodbury, MN 55125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2017 09/2021
Bishop Machebeuf High School Denver CO 08/2015 06/2017
Wellshire Golf Course Denver CO 06/2016 09/2016
Schwab Private Client Investment Advisory, Inc. Lone Tree CO 08/2018 12/2020
J.P. Morgan Securities Llc Little Canada MN 09/2021 08/2023
Jp Morgan Chase Bank, N.A. Little Canada MN 09/2021 08/2023
Charles Schwab & Co., Inc Woodbury MN 09/2023 Present
Charles Schwab Bank Woodbury MN 09/2023 Present
  • 06/2017 → 09/2021
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2015 → 06/2017
    Bishop Machebeuf High School
    Denver, CO
  • 06/2016 → 09/2016
    Wellshire Golf Course
    Denver, CO
  • 08/2018 → 12/2020
    Schwab Private Client Investment Advisory, Inc.
    Lone Tree, CO
  • 09/2021 → 08/2023
    J.P. Morgan Securities Llc
    Little Canada, MN
  • 09/2021 → 08/2023
    Jp Morgan Chase Bank, N.A.
    Little Canada, MN
  • 09/2023 → Present
    Charles Schwab & Co., Inc
    Woodbury, MN
  • 09/2023 → Present
    Charles Schwab Bank
    Woodbury, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-07
S63 Uniform Securities Agent State Law Examination 2017-10-09
  • S65 Uniform Investment Adviser Law Examination
    2019-03-07
  • S63 Uniform Securities Agent State Law Examination
    2017-10-09
Other Names
  • Mark Vincent Paolucci

View on SEC IAPD

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