Hugh Steven Morris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 12/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 06/2016 → 09/2016
  Prostead Realty
  Charlotte, NC
• 09/2016 → 05/2017
  Mcgary And Associates
  Charlotte, NC
• 08/2015 → 05/2017
  University Of North Carolina At Charlotte
  Charlotte, NC
• 07/2015 → 12/2020
  Bank Of America, N.A.
  Jacksonville, FL
• 01/2021 → 01/2022
  Fisher Investments
  Plano, TX
• 01/2022 → 08/2024
  J.P. Morgan Securities Llc
  Dallas, TX
• 05/2020 → 12/2020
  Pdfly, Llc
  Plano, TX
• 01/2022 → 08/2024
  Jp Morgan Chase Bank, N.A.
  Dallas, TX
• 08/2024 → Present
  Lpl Financial Llc
  Prosper, TX

Previous Registrations

• 2022-01-23 → 2024-08-02
  J.P. Morgan Securities Llc
  Dallas, TX
  Prosper, TX
  Plano, TX
• 2021-01-27 → 2022-01-10
  Fisher Investments
  Plano, TX
  Plano, TX
• 2017-09-19 → 2020-12-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
  Belmont, NC
  Gastonia, NC
  Belmont, NC

Other Businesses

1) 08/01/2024 - North Dallas Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date:08/01/2024 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 08/01/2024 - North Dallas Wealth Management - Non-Variable Insurance Trails Only - Term Insurance - Texas 75078 - Investment related - Start date: 08/01/2024 - 4 Hrs/Mth - 1 Hrs During Trading. 3) 01/23/2025 - The Morris Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/08/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 4) 02/25/2025 - Morris Professional Tax Service - Investment Related - Tax Prep/Accounting/CPA - Home Based - Start Date:01/08/2025 - 5 Hrs/Mth - 0 Hrs During Trading. 5) 04/04/2025 - SIMPLICITY GROUP LLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 04/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading. 6) 08/28/2025 - Vertical Vision (V2) Marketing, LLC - Investment Related - Non-Variable Insurance - Raleigh NC - Start Date:04/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading. 7) 02/09/2026 - The Morris Group of NC LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Raleigh, NC - Start Date 02/03/2026 - 160 hours per month/ during trading 8) 02/23/2026 - Vertical Vision (V2) Marketing, LLC/True Choice - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 5 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2017-09-16

Other Names

• Hugh Morris
• Steven Morris