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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-09-25
TX RA APPROVED 2017-09-25
  • IL RA
    APPROVED
    Since 2017-09-25
  • TX RA
    APPROVED
    Since 2017-09-25

Branch Locations

1301 E Ogden Ave, Naperville, IL 60563 • United States

Carol Stream, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 06/2017 Present
Bank Of America, N.A. Rolling Meadows IL 06/2017 Present
Shipe Construction Warsaw IL 05/2010 05/2017
Western Courier Macomb IL 08/2015 05/2017
Western Illinois University Macomb IL 08/2014 05/2017
  • 06/2017 → Present
    Rolling Meadows, IL
  • 06/2017 → Present
    Bank Of America, N.A.
    Rolling Meadows, IL
  • 05/2010 → 05/2017
    Shipe Construction
    Warsaw, IL
  • 08/2015 → 05/2017
    Western Courier
    Macomb, IL
  • 08/2014 → 05/2017
    Western Illinois University
    Macomb, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-23
  • S66 Uniform Combined State Law Examination
    2017-09-23
Other Names
  • Wesley Shipe

View on SEC IAPD

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