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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-22 |
| CA | RA | APPROVED | 2022-03-11 |
| TX | RA | APPROVED | 2022-03-11 |
Branch Locations
9275 Sky Park Court Suite 350, San Diego, CA 92123 • United States
Orlando, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Pasadena | CA | 06/2017 | 03/2022 |
| Mml Investors Services, Llc | Pasadena | CA | 06/2017 | 03/2022 |
| Richardson Water Well Drilling Co. Inc. | Alice | TX | 01/2016 | 07/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2022 | Present |
| Cetera Investment Advisers Llc | San Diego | CA | 03/2022 | Present |
1) HEAD OR ASSISTANT COACH FOR SPORTS THROUGH SAINT PHILIP THE APOSTLE SCHOOL; 1/2 HR/WK; 2) BOARD MEMBER AND FINANCE COMMITTEE MEMBER FOR FIVE ACRES; DISCUSS FINANCES, BENEFITS, INSURANCE COVERAGES, HELPING TO REVIEW OUTCOMES AND METRICS CREATED BY FIVE ACRES FOR EVAULTING ITS IMPACT AND REGULARLY MEASURING ITS PERFORMANCE AND EFFECTIVENESS USING THOSE METRICS, APPROVING ANNUAL BUDGET, AUDIT REPORTS, HELPING MAKE HIGH-LEVEL BUSINESS DECISIONS, 1/2 HR/WK; 3) OWNER OF CALTEX FINANCIAL GROUP; DBA FOR CETERA BUSINESS 4) GROUP INSURANCE HEALTH INSURANCE (AETNA, UNITED, CIGNA, BLUE CROSS BLUE SHIELD), GROUP LIFE, DISABILITY, LTC INSURANCE (LINCOLN, PRUDENTIAL, GUARDIAN, MASS MUTUAL);
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-11 |
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