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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-07
  • NJ RA
    APPROVED
    Since 2022-11-07

Branch Locations

30 Hudson Street, Jersey City, NJ 07302 • United States

Toms River, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Cedar Grove NJ 10/2015 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated( New York NY 03/2019 11/2022
Td Ameritrade Columbia MD 06/2017 09/2017
Unemployed Nutley NJ 10/2017 01/2018
Comodo Clifton NJ 01/2018 10/2018
Unemployed Nutley NJ 11/2018 03/2019
Rbc Capital Markets, Llc Jersey City NJ 11/2022 Present
  • 10/2015 → 06/2017
    Td Bank
    Cedar Grove, NJ
  • 03/2019 → 11/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(
    New York, NY
  • 06/2017 → 09/2017
    Td Ameritrade
    Columbia, MD
  • 10/2017 → 01/2018
    Unemployed
    Nutley, NJ
  • 01/2018 → 10/2018
    Comodo
    Clifton, NJ
  • 11/2018 → 03/2019
    Unemployed
    Nutley, NJ
  • 11/2022 → Present
    Jersey City, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-26
  • S66 Uniform Combined State Law Examination
    2019-01-26
Other Names
  • Samantha Basile
  • Samantha Michele Basile

View on SEC IAPD

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