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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
120 Broadway Avenue S Suite 200, Wayzata, MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterling Retirement Resources | Golden Valley | MN | 06/2017 | Present |
| Robert Half | Minneapolis | MN | 01/2017 | 06/2017 |
| Unemployed | Blaine | MN | 06/2015 | 01/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: STERLING RETIREMENT RESOURCES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2017 POSITION/TITLE/RELATIONSHIP: CLIENT SUPPORT SPECIALISTS APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: CLIENT SUPPORT SPECIALISTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-03 |
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