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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gettysburg College | Gettysburg | PA | 09/2014 | 05/2018 |
| Cushman & Wakefield | Manhattan | NY | 06/2016 | 09/2016 |
| Northwestern Mutual | Wilton | CT | 05/2017 | 08/2017 |
| York International Management | Harrison | NY | 12/2017 | 01/2018 |
| The Vanguard Group, Inc. | Malvern | PA | 09/2018 | 10/2019 |
| Salem Golf Club | North Salem | NY | 06/2018 | 09/2018 |
| Syracuse University - Study Abroad | Florence | 09/2016 | 12/2016 | |
| Tiaa | Philadelphia | PA | 10/2019 | 08/2021 |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 10/2019 | 08/2021 |
| Sanford C. Bernstein & Co., Llc | New York | NY | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-30 |
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