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Yuqing Guo

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-12
CA RA APPROVED 2021-11-01
  • TX RA
    APPROVED_RES
    Since 2024-07-12
  • CA RA
    APPROVED
    Since 2021-11-01

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 07/2017 01/2021
Citibank Arcadia CA 05/2016 03/2017
Unemployed Pasadena CA 04/2017 06/2017
Morgan Stanley Pasadena CA 10/2021 Present
Citic Securities Shenzhen 05/2021 07/2021
Unemployed Shenzhen 02/2021 04/2021
  • 07/2017 → 01/2021
    Morgan Stanley
    Pasadena, CA
  • 05/2016 → 03/2017
    Citibank
    Arcadia, CA
  • 04/2017 → 06/2017
    Unemployed
    Pasadena, CA
  • 10/2021 → Present
    Morgan Stanley
    Pasadena, CA
  • 05/2021 → 07/2021
    Citic Securities
    Shenzhen
  • 02/2021 → 04/2021
    Unemployed
    Shenzhen
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-01
  • S66 Uniform Combined State Law Examination
    2018-06-01

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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