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Nikolas Jonathan Nugnes

Park Avenue Securities LLC

New York, NY

Boston, MA

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-15
WA RA APPROVED 2026-04-07
UT RA APPROVED 2025-01-10
ID RA APPROVED 2024-11-18
ME RA APPROVED 2024-06-20
AZ RA APPROVED 2023-03-21
DE RA APPROVED 2023-03-15
OH RA APPROVED 2023-03-13
DC RA APPROVED 2021-12-09
GA RA APPROVED 2021-11-04
CA RA APPROVED 2021-04-22
NY RA APPROVED 2021-04-16
RI RA APPROVED 2021-02-17
NC RA APPROVED 2021-02-02
PA RA APPROVED 2020-12-16
VA RA APPROVED 2020-12-08
CO RA APPROVED 2020-11-05
CT RA APPROVED 2020-10-12
TX RA APPROVED 2020-09-02
MA RA APPROVED 2020-08-18
FL RA APPROVED 2020-08-07
NJ RA APPROVED 2020-08-07
IL RA APPROVED 2020-08-05
MN RA APPROVED 2020-08-05
NH RA APPROVED 2020-08-05
  • SC RA
    APPROVED
    Since 2026-04-15
  • WA RA
    APPROVED
    Since 2026-04-07
  • UT RA
    APPROVED
    Since 2025-01-10
  • ID RA
    APPROVED
    Since 2024-11-18
  • ME RA
    APPROVED
    Since 2024-06-20
  • AZ RA
    APPROVED
    Since 2023-03-21
  • DE RA
    APPROVED
    Since 2023-03-15
  • OH RA
    APPROVED
    Since 2023-03-13
  • DC RA
    APPROVED
    Since 2021-12-09
  • GA RA
    APPROVED
    Since 2021-11-04
  • CA RA
    APPROVED
    Since 2021-04-22
  • NY RA
    APPROVED
    Since 2021-04-16
  • RI RA
    APPROVED
    Since 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-02
  • PA RA
    APPROVED
    Since 2020-12-16
  • VA RA
    APPROVED
    Since 2020-12-08
  • CO RA
    APPROVED
    Since 2020-11-05
  • CT RA
    APPROVED
    Since 2020-10-12
  • TX RA
    APPROVED
    Since 2020-09-02
  • MA RA
    APPROVED
    Since 2020-08-18
  • FL RA
    APPROVED
    Since 2020-08-07
  • NJ RA
    APPROVED
    Since 2020-08-07
  • IL RA
    APPROVED
    Since 2020-08-05
  • MN RA
    APPROVED
    Since 2020-08-05
  • NH RA
    APPROVED
    Since 2020-08-05

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tufts University Medford MA 09/2015 05/2018
New York Life Insurance Co. Hyannis MA 06/2017 11/2018
Nylife Securities Llc Hyannis MA 07/2018 11/2018
Guardian Life Insurance Company Providence RI 11/2018 08/2019
Park Avenue Securities Providence RI 11/2018 08/2019
Guardian Life Insurance Company New York NY 08/2019 Present
Park Avenue Securities New York NY 08/2019 Present
Guardian Life Insurance Company Boston MA 06/2024 Present
Park Avenue Securities Boston MA 06/2024 Present
  • 09/2015 → 05/2018
    Tufts University
    Medford, MA
  • 06/2017 → 11/2018
    New York Life Insurance Co.
    Hyannis, MA
  • 07/2018 → 11/2018
    Nylife Securities Llc
    Hyannis, MA
  • 11/2018 → 08/2019
    Guardian Life Insurance Company
    Providence, RI
  • 11/2018 → 08/2019
    Park Avenue Securities
    Providence, RI
  • 08/2019 → Present
    Guardian Life Insurance Company
    New York, NY
  • 08/2019 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Boston, MA
  • 06/2024 → Present
    Park Avenue Securities
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-29
S63 Uniform Securities Agent State Law Examination 2018-08-03
  • S65 Uniform Investment Adviser Law Examination
    2020-07-29
  • S63 Uniform Securities Agent State Law Examination
    2018-08-03
Other Names
  • Nik Nugnes
  • Nikolas Nugnes
  • Nikolas Jonathan Nugnes

View on SEC IAPD

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