Brandon E Rodriguez Arellano

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-11-01
CT	RA	APPROVED	2022-02-18
TX	RA	APPROVED_RES	2021-07-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	06/2017	10/2018
Penske	San Diego	CA	05/2016	06/2017
World Financial Group, Inc.	San Diego	CA	04/2016	02/2017
Bank Of America, N.A.	San Diego	CA	02/2018	10/2018
Td Ameritrade, Inc.	San Diego	CA	10/2018	10/2020
Lion Street Financial	Lake Oswego	OR	10/2020	03/2021
Lion Street Advisors	Lake Oswego	OR	10/2020	03/2021
Independent Brokerage Solutions Llc	New York	NY	03/2021	06/2021
Masterworks Investor Services Llc	New York	NY	03/2021	06/2021
Morgan Stanley	New York	NY	06/2021	Present

06/2017 → 10/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
05/2016 → 06/2017

Penske

San Diego, CA
04/2016 → 02/2017

World Financial Group, Inc.

San Diego, CA
02/2018 → 10/2018

Bank Of America, N.A.

San Diego, CA
10/2018 → 10/2020

Td Ameritrade, Inc.

San Diego, CA
10/2020 → 03/2021

Lion Street Financial

Lake Oswego, OR
10/2020 → 03/2021

Lion Street Advisors

Lake Oswego, OR
03/2021 → 06/2021

Independent Brokerage Solutions Llc

New York, NY
03/2021 → 06/2021

Masterworks Investor Services Llc

New York, NY
06/2021 → Present

Morgan Stanley

New York, NY

2020-10-12 → 2021-03-17

Lion Street Advisors, Llc

Austin, TX

Lake Oswego, OR
2017-12-15 → 2018-10-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-12

Other Firms