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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-18
  • TX RA
    APPROVED
    Since 2022-02-18

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

8181 Communications Pkwy Bldg F Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities Inc Dallas TX 06/2017 05/2021
Bank Of Oklahoma Tulsa OK 06/2016 06/2017
Bokf Na Dallas TX 06/2017 05/2021
Dash Investments Dallas TX 05/2021 02/2022
Jpmorgan Chase Bank Na Plano TX 02/2022 Present
Jpmorgan Securities Llc Plano TX 02/2022 Present
  • 06/2017 → 05/2021
    Dallas, TX
  • 06/2016 → 06/2017
    Bank Of Oklahoma
    Tulsa, OK
  • 06/2017 → 05/2021
    Bokf Na
    Dallas, TX
  • 05/2021 → 02/2022
    Dallas, TX
  • 02/2022 → Present
    Jpmorgan Chase Bank Na
    Plano, TX
  • 02/2022 → Present
    Jpmorgan Securities Llc
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-02-09
S65 Uniform Investment Adviser Law Examination 2017-10-10
  • S63 Uniform Securities Agent State Law Examination
    2018-02-09
  • S65 Uniform Investment Adviser Law Examination
    2017-10-10
Designations
Other Names
  • Michael Joseph Mrlik

View on SEC IAPD

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