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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-18 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
8181 Communications Pkwy Bldg F Floor 04, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities Inc | Dallas | TX | 06/2017 | 05/2021 |
| Bank Of Oklahoma | Tulsa | OK | 06/2016 | 06/2017 |
| Bokf Na | Dallas | TX | 06/2017 | 05/2021 |
| Dash Investments | Dallas | TX | 05/2021 | 02/2022 |
| Jpmorgan Chase Bank Na | Plano | TX | 02/2022 | Present |
| Jpmorgan Securities Llc | Plano | TX | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-09 |
| S65 | Uniform Investment Adviser Law Examination | 2017-10-10 |
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