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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maiorano & Associates Inc | Brooklyn | NY | 09/2019 | 10/2022 |
| The University Of Mississippi | Oxford | MS | 08/2016 | 06/2018 |
| Queens College | Queens | NY | 08/2018 | 06/2020 |
| Royal Alliance Associates, Inc. | Brooklyn | NY | 10/2022 | Present |
MAIORANO & ASSOCIATES INC POSITION: Data entry NATURE: Tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/15/2019 ADDRESS: 8754 Bay 16th street, Brooklyn NY 11214, United States DESCRIPTION: Data entry for tax preparation FINANCIAL SALES ASSISTANT POSITION: Sales assistant NATURE: Assistant to John Bolobanic working with his financial services clients processing account paperwork INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 135 START DATE: 01/15/2019 ADDRESS: 8754 Bay 16th street, brooklyn NY 11214, United States DESCRIPTION: Assistant to John Bolobanic working with his financial services clients processing account paperwork
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-28 |
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