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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-03 |
| TX | RA | APPROVED_RES | 2024-07-03 |
| CO | RA | APPROVED | 2024-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Denver | Denver | CO | 08/2015 | 04/2019 |
| Pga Tour Superstore | Greenwood Village | CO | 06/2016 | 12/2016 |
| Scott Sparks | Denver | CO | 06/2017 | 03/2019 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 06/2019 | 07/2024 |
| Scott Sparks | Denver | CO | 04/2019 | 07/2024 |
| Harold W Hawkey | Denver | CO | 09/2019 | 01/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2019 | 07/2024 |
| Harold W Hawkey | Denver | CO | 01/2020 | 07/2024 |
| Hornor, Townsend & Kent, Llc | Littleton | CO | 07/2024 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: STREAMSIDE WEALTH | POSITION HELD: AGENT | ADDRESS: 2679 MAIN ST, STE 311, LITTLETON, CO 80120 | START DATE: 07/02/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) BOARD MEMBER | POSITION: Board Member | DBA: Blue & Gray Resources | NATURE: Petroleum engineering | INVESTMENT RELATED: No | NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2024 | ADDRESS: 8614 N. Sundown Trl., Parker CO 80134 | DESCRIPTION: Sole purpose is to sit on the board. No responsibilities or powers to transact. Company is owned by my parents, they want to form a board of trustees for their small business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-21 |
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