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Marlen Garner

J.P. Morgan Securities LLC

Las Vegas, NV

CRD 6818506

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-05
NV RA APPROVED 2017-09-14
  • TX RA
    APPROVED_RES
    Since 2023-07-05
  • NV RA
    APPROVED
    Since 2017-09-14

Branch Locations

8524 W. Lake Mead Blvd. Suite 501, Las Vegas, NV 89128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Las Vegas NV 07/2017 09/2017
Washington Mutual/Chase Las Vegas NV 08/2005 06/2017
Jp Morgan Securities Llc Las Vegas NV 09/2017 08/2020
Jpmorgan Chase Bank, N.A Las Vegas NV 09/2017 08/2020
J.P. Morgan Securities Llc Las Vegas NV 08/2020 Present
Jpmorgan Chase Bank, N.A Las Vegas NV 08/2020 Present
  • 07/2017 → 09/2017
    Jpmorgan Securities Llc
    Las Vegas, NV
  • 08/2005 → 06/2017
    Washington Mutual/Chase
    Las Vegas, NV
  • 09/2017 → 08/2020
    Jp Morgan Securities Llc
    Las Vegas, NV
  • 09/2017 → 08/2020
    Jpmorgan Chase Bank, N.A
    Las Vegas, NV
  • 08/2020 → Present
    J.P. Morgan Securities Llc
    Las Vegas, NV
  • 08/2020 → Present
    Jpmorgan Chase Bank, N.A
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-22
  • S66 Uniform Combined State Law Examination
    2017-08-22
Other Names
  • Marlen Carrasco

View on SEC IAPD

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