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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-06-11 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
13831 Northwest Fwy Suite 350, Houston, TX 77040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Houston | TX | 06/2017 | 11/2024 |
| Stephen F. Austin State University | Nacogdoches | TX | 08/2012 | 05/2017 |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-21 |
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