Timothy Scott Nowak

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 11/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 08/2015 → 01/2018
  Marist College
  Poughkeepsie, NY
• 06/2017 → 08/2017
  Merrill Lynch
  New York, NY
• 06/2017 → 08/2017
  Guardlab
  New York, NY
• 07/2018 → 11/2019
  Bank Of America, N.A.
  Melville, NY
• 11/2019 → 11/2024
  Osaic Wealth, Inc.
  New York, NY
• 11/2024 → Present
  Ubs Financial Services Inc.
  Melville, NY

Previous Registrations

• 2020-02-26 → 2024-11-06
  Osaic Wealth, Inc.
  Islandia, NY
• 2018-07-27 → 2019-10-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY

Other Businesses

1. STEEL RIDGE ADVISORS POSITION: FP NATURE: DBA Disclosure Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/11/2019 ADDRESS: 1377 Motor Parkway Ste. 102, Islandia NY 11749, United States DESCRIPTION: DBA Disclosure Only 2. NOWAK WEALTH MANAGEMENT INC. POSITION: President NATURE: newly formed s corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2023 ADDRESS: 11 Maple Ave unit 309, Bay Shore NY 11706-8771, United States DESCRIPTION: disclosing newly formed s corp 3. STEEL RIDGE ADVISORS POSITION: Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/11/2023 ADDRESS: 1377 Motor Parkway Suite 102, Islandia NY 11749, United States DESCRIPTION: Life insurance sales agent

Exams

• S66 Uniform Combined State Law Examination
  2018-07-26

Other Names

• Timothy Nowak