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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Cwm Retail, Sales 201 West 125Th St, New York, NY 10027 • United States

Cwm Retail, Sales 4200 Broadway, New York, NY 10033 • United States

Cwm Retail, Sales 2481 Adam Clayton Powell Jr. Blvd, New York, NY 10030 • United States

Citi Retail Banking 2861 Broadway, New York, NY 10025 • United States

Franklin Sqaure, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citibank New York NY 03/2016 Present
  • 03/2016 → Present
    Citibank
    New York, NY
Other Businesses

OA name: Rental Property, Nature: (Real Estate), (Investment-related: Yes, Location: New York, NY, started 01/01/2010), Title: Owner, Duties: Rental property, Hours: (0 trading hours/month, 1-5 non-trading hours/month).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-21
S63 Uniform Securities Agent State Law Examination 2017-09-18
  • S65 Uniform Investment Adviser Law Examination
    2020-08-21
  • S63 Uniform Securities Agent State Law Examination
    2017-09-18
Other Names
  • Hugo Real
  • Hugo Cesar Real

View on SEC IAPD

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